
We act as placement agent to help you raise various forms of capital,
including:
Common equity
Convertible debt and preferred stock with various rights and features
Subordinated debt and other forms of mezzanine capital
Senior debt securities, and
Senior credit facilities
Generally, we focus on placements of $5 million
or more for equity securities, and $10 million or more for debt
securities or facilities. Selectively, we do placements for smaller
amounts, or in conjunction with mergers and acquisitions.
Our focus is on later-stage private companies with proven business
models, and small cap and micro-cap public entities. If this fits
with your company's profile we can help you raise capital for:
Internal growth - working capital or capital expenditures
External growth - acquisitions
Refinancing existing obligations, and
Recapitalizations that provide liquidity for shareholders and
capital for growth
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