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1.
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Josephs Gourmet Pasta & Sauces - Strategic Sale to Nestlé S.A.
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2.
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Solstice Capital - Strategic Sale to HSBC Bank
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3.
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Environmental Power Corporation - $14,000,000 follow-on offering - alternative energy
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4.
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Heng Tai Consumables Group Limited - $205,000,000HKD follow-on offering - Hong Kong-based consumer goods/perishables distribution
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5.
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Ultramercial, Inc., online media - a $3,000,000 private placement
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6.
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Liquid Audio – 1.Various Corporate Finance Advisory work incl M&A negotiations and other strategic corporate finance assignments. 2. JDS- restructuring of company as Chairman
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7.
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7UP/ RC Bottling - Management Buyout of largest independent soft drink bottling operation in US. Led financing. $26,000,000.
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8.
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AudioSoft - Corporate Finance Advisory
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9.
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Digital Video Systems (NASD DVID) Private Placement $12,000,000. Financial structuring and valuation
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10.
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dick clark productions – Private Placement –senior debt $35,000,000
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11.
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System Integrators - $13 million M/LBO. Corporate Finance Advisor, Placement Agent and Principal. Then, as Publishing Systems, Inc- Exclusive sell-side advisor $22 million
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12.
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Store Active – Atempo- Sell-side Advisor Price not disclosed.
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13.
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LDI - Telecommunications Provider. Co-Placement Agent with Dillon Read. $106 million
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14.
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Westwood One - raised over $ 400 Million in Equity and Convertible debt
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15.
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NBC Radio Networks - acquisition by Westwood One
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16.
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Westwood One Stations Group - $116 Million financing of Major Market radio stations
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17.
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Iwerks Entertainment – Corporate financial advisor on $ 48 Million IPO of location based entertainment company
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18.
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Tomco - Sale of Specialty Automotive parts company
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19.
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Compact Power Systems - $ 10Million equity raise in Hong Kong
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20.
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Allied Security Company – Led $26,000,000 financing senior debt and mezzanine or go-private Management Buyout of security guard company
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21.
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TransDecisions Inc - Venture-back software for fleet route optimization
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22.
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Biometric ID Inc. - Fingerprint ID security
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23.
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Data Voice Solutions Inc. - Networking software Company
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